Client Services & Our Commitment

Over the past thirty-five years it has been apparent that investment strategies that work in one environment often will not be effective in another….especially as the investment objectives of our clients change.

To meet these challenges we’ve partnered with industry powerhouse, TD Ameritrade Institutional, to provide our clients and advisors access to a wide range of products and services. As a Registered Investment Advisor (a “fiduciary”) we will select only those investments that we believe will serve the best interests of our clients.

Your financial security is important to you — and to us. That’s why we give you instant online access to your portfolio. See how your investments are growing by asset and sector. Explore tools to help you build a stronger financial foundation. And find the research and resources you need to work even better with your financial advisor.

Financial Products

* Annuities (Fixed Index)
* Common & Preferred Stocks

* Corporate & Municipal Bonds
* ETF’s
* Mutual Funds (Equity & Income)
* US Treasury & Agency Securities
* REITs & UITs
* CDs
* Private Placements 

Services                                               

* Private Investment Management
* Asset Allocation
* Free Checking & Debit Cards                      
* Research
* Retirement Plans (prepared at no charge to clients)
* Email Confirmations and Statements
* Direct Deposit
* Customer Wires & ACH Service

                                                                                

Protecting our clients’ assets & privacy is our highest priority.
In a combined effort with our custodian, TD Ameritrade Institutional, we’ve taken solid measures to ensure to the protection of our clients’ assets and privacy.
 A detailed description of client and customer account protection and other important information can be found on this website under Disclosures. For brokerage customers, all trades are cleared on a fully-disclosed basis, and all client assets are held by, Hilltop Securities, Inc.